Nearly half of advisors polled said they use the AI tools in their practice. But the experts behind the survey estimated that the number is already much higher.

Journey Strategic Wealth President Penny Phillips said advisors who broke off from wirehouses and large brokerages are now returning to big firms. The winners will be partners who can welcome them ...

Such protracted legal disputes show why finding the right M&A partner or new firm destination on the recruiting trail involves so much more than securing the biggest check, accord ...

Since President Trump took office in his second term, the expert panel advising the Department of Labor on ERISA matters has stopped meeting, and officials have not explained why.

For two decades, wealth management has viewed the growth of the RIA channel through the prism of culture. Financial service professionals, after all, began leaving big banks and brokerages for the ...

Analysts warn AI agents could automatically move clients' uninvested cash into money markets and other high-yielding ...

The 13-person Stonegate Investment Group is joining NewEdge's Pillar Channel, which is for advisors who want to work as direct employees.

In a sternly written footnote, federal Judge Steven Merryday said the SEC's refusal to release information on its penalty calculations appears to "countenance duplicity, gamesmanship, neglect, ...

Panelists said advisory firms should take urgent steps to get ahead of regulatory examinations focusing on AI use.

At Future Proof Citywide, Azish Filabi of The American College of Financial Services, outlined the need for firms to be careful with client data and stress-test their infrastructure.

As busy season rolls into March, tax preparers share their individual filing clients' most pressing questions.

After an optimistic start to the year, financial advisors' confidence in the economy and other key indicators fell sharply in March as the United States escalated its bombing campaign in Iran.